\nGrupul bancar elve\u0163ian UBS a primit amenzi de circa 32 milioane euro de la legiuitorii din Marea Britanie pentru c\u0103 a raportat eronat 136 milioane de tranzac\u0163ii \u00een perioada 2017-2017, potrivit Bloomberg. <\/p>\n
\nUBS nu a furnizat informa\u0163ii complete \u015fi exacte \u00een leg\u0103tur\u0103 cu 87 milioane de tranzac\u0163ii raportabile, \u015fi a \u00eenregistrat rapoarte nenecesare pe alte 49 milioane tranzac\u0163ii, potrivit unui raport al Autorit\u0103\u0163ii de Conduit\u0103 Financiar\u0103.<\/p>\n
\n\u201eFirmele trebuie s\u0103 aib\u0103 sisteme \u015fi controale corespunz\u0103toare pentru a identifica tranzac\u0163iile pe care le-au intermediat, pe ce pie\u0163e, la ce pre\u0163, \u00een ce volume \u015fi pentru cine\u201d, a transmis Mark Steward, directorul executiv al Autorit\u0103\u0163ii de Conduit\u0103 Financiar\u0103 pe segmentul de supravegherea pie\u0163elor. \u201eDac\u0103 firmele nu \u00ee\u015fi pot raporta tranzac\u0163iile corespunz\u0103tor, riscul fundamental este \u00een cre\u015ftere, inclusiv riscul c\u0103 abuzurile de pia\u0163\u0103 pot fi ascunse\u201d.<\/p>\n
\nUBS a transmis c\u0103 va rezolva problema.<\/p>\n
\n\u201eDe\u015fi nu a fost niciun impact vreodat\u0103 asupra clien\u0163ilor, investitorilor sau pie\u0163elor, banca a f\u0103cut investi\u0163ii semnificative pentru a \u00eembun\u0103t\u0103\u0163i sistemul de raportare a tranzac\u0163iilor\u201d, a transmis banca.<\/p>\n
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Grupul bancar elve\u0163ian UBS a primit amenzi de circa 32 milioane euro de la legiuitorii din Marea Britanie pentru c\u0103 a raportat eronat 136 milioane de tranzac\u0163ii \u00een perioada 2017-2017, potrivit Bloomberg. UBS nu a furnizat informa\u0163ii complete \u015fi exacte \u00een leg\u0103tur\u0103 cu 87 milioane de tranzac\u0163ii raportabile, \u015fi a \u00eenregistrat rapoarte nenecesare pe alte […]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[510],"tags":[9124,467,7251,519,7128,7137],"class_list":["post-170105","post","type-post","status-publish","format-standard","hentry","category-actualitate","tag-amenda","tag-grup","tag-marea-britanie","tag-raportare","tag-tranzactii","tag-ubs"],"_links":{"self":[{"href":"https:\/\/bm.dev.synology.me\/index.php?rest_route=\/wp\/v2\/posts\/170105","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bm.dev.synology.me\/index.php?rest_route=\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bm.dev.synology.me\/index.php?rest_route=\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bm.dev.synology.me\/index.php?rest_route=\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/bm.dev.synology.me\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=170105"}],"version-history":[{"count":0,"href":"https:\/\/bm.dev.synology.me\/index.php?rest_route=\/wp\/v2\/posts\/170105\/revisions"}],"wp:attachment":[{"href":"https:\/\/bm.dev.synology.me\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=170105"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bm.dev.synology.me\/index.php?rest_route=%2Fwp%2Fv2%2Fcategories&post=170105"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bm.dev.synology.me\/index.php?rest_route=%2Fwp%2Fv2%2Ftags&post=170105"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}